Artículo Original

Necrotizing enterocolitis: socio-demographic, clinical and histopathological findings in a series of neonatal autopsies

enterocolitis necrotizante: hallazgos sociodemográficos, clínicos e histopatológicos en una serie de autopsias neonatales

enterocolite necrosante, achados sociodemográficos, clínicos e histopatológicos em uma série de autópsias neonatais

Diana K Sandoval-Martínez 1.
Hospital Universitario de Santander, Department of Pathology, Universidad Industrial de Santander, Colombia
Mayra Z Jaimes-Sanabria 2
Universidad Industrial de Santander, Colombia
Fanny L Jiménez-Vargas 2.
Universidad Industrial de Santander, Colombia
Diego F. Chaparro-Zaraza 3.
Universidad Industrial de Santander, Colombia
Edgar F Manrique-Hernández 2.
Universidad Industrial de Santander, Colombia

Necrotizing enterocolitis: socio-demographic, clinical and histopathological findings in a series of neonatal autopsies

MedUNAB, vol. 23, no. 1, pp. 43-50, 2020

Universidad Autónoma de Bucaramanga

Received: 13 August 2019

Accepted: 20 January 2020

Abstract: Introduction. Necrotizing enterocolitis is a disorder characterized by the ischemic necrosis of intestinal mucosa. It is the most serious gastrointestinal disease affecting neonates, with high morbidity and mortality rates, mainly among premature newborns. The purpose of this study is to describe the clinical and anatamo-pathological characteristics of deceased newborns with necrotizing enterocolitis, diagnosed at a high-complexity hospital. Methodology. This is a descriptive retrospective study of 21 cases of medical-scientific autopsies performed at a high-complexity hospital in northeastern Colombia, with anatomo-pathological findings of necrotizing enterocolitis, performed between January 2013 and July 2017. Results 85.7% of the newborns were pre-term, and the same percentage had weight at birth below 2.5 kilograms. Regarding the mothers' background, 14.3% displayed a spectrum of hypertensive disorders associated with pregnancy, and 23.8% had maternal infections. The three most frequent locations of necrotizing enterocolitis were the ileum, ascending colon and transverse colon. Discussion. According to some authors, up to 85% of all cases of necrotizing enterocolitis occur in premature patients, especially in babies with extremely low weight at birth. There are forms of necrotizing enterocolitis that occur in full term babies, and they are generally associated with contributing factors, which is consistent with the findings of this study. Conclusions. This study of a Colombian population is consistent with other descriptions of the global population, where necrotizing enterocolitis arises more frequently in pre-term newborns and low weight at birth.

Keywords: Necrotizing Enterocolitis, Newborn, Premature newborn, Low-weight Newborn, Autopsy.

Resumen: Introducción. La enterocolitis necrotizante es un trastorno caracterizado por la necrosis isquémica de la mucosa intestinal, es la enfermedad gastrointestinal más grave que afecta a los neonatos, con alta morbilidad y mortalidad, principalmente en prematuros. El objetivo del presente estudio es describir las características clínicas y anatomopatológicas de los recién nacidos fallecidos con enterocolitis necrotizante, diagnosticados en un hospital de alta complejidad. Metodología. Este es un estudio descriptivo retrospectivo de 21 casos de autopsias médico-científicas hechas en un hospital de alta complejidad del nororiente colombiano, con hallazgos anatomopatológicos de enterocolitis necrotizante, realizadas entre enero de 2013 y julio de 2017. Resultados.El 85.7% de los recién nacidos eran pretérminos, un igual porcentaje presentaba un peso menor a 2,500 gramos al nacer. Respecto a los antecedentes maternos el 14.3% tuvieron espectro de trastornos hipertensivos asociados al embarazo y el 23.8% infección materna. Los tres sitios más frecuentes de ubicación de enterocolitis necrotizantes fue íleon, colon ascendente y colon transverso. Discusión. Según algunos autores, hasta el 85% de todos los casos de enterocolitis necrotizante ocurren en pacientes prematuros, especialmente en bebés con peso extremadamente bajo al nacer. Hay formas de enterocolitis necrotizante que ocurren en bebés a término y, generalmente, están asociadas con factores predisponentes, resultados compatibles con lo que encontramos en esta investigación. Conclusiones.Este estudio elaborado con población colombiana se correlaciona con lo descrito en la población mundial en la cual la enterocolitis necrotizante se presenta más en los recién nacidos pretérmino y con bajo peso al nacer.

Palabras clave: Enterocolitis Necrotizante, Recién Nacido, Recién Nacido prematuro, Recién Nacido de Bajo Peso, Autopsia.

Resumo: Introdução. A enterocolite necrosante é um transtorno caracterizado por necrose isquêmica da mucosa intestinal e é a doença gastrointestinal mais grave que afeta aos recém-nascidos, com alta morbimortalidade, principalmente em prematuros. O objetivo deste estudo é descrever as características clínicas e anatomopatológicas dos recém-nascidos que morreram com enterocolite necrosante, diagnosticados em um hospital de alta complexidade. Métodos. Este é um estudo descritivo retrospectivo de 21 casos de autópsias médico-científicas feitas em um hospital de alta complexidade no nordeste da Colômbia, com achados anatomopatológicos de enterocolite necrosante, realizadas entre janeiro de 2013 e julho de 2017. Resultados. 85.7% dos recém-nascidos eram prematuros. Uma porcentagem igual tinha um peso menor que 2.500 gramas ao nascer. Em relação à história materna, 14.3% possuíam espectro de transtornos hipertensivos associados à gravidez e 23.8% à infecção materna. Os três locais mais frequentes de enterocolite necrosantes foram íleo, colo ascendente e colo transverso. Discussão. Segundo alguns autores, até 85% de todos os casos de enterocolite necrosante ocorrem em prematuros, principalmente em bebês com peso extremamente baixo ao nascer. Existem formas de enterocolite necrosante que ocorrem em bebês a termo e, geralmente, estão associadas a fatores predisponentes, resultados compatíveis com os achados nesta pesquisa. Conclusão. Este estudo realizado com população colombiana está correlacionado com o descrito na população mundial em que a enterocolite necrosante ocorre mais nos recém-nascidos prematuros e com baixo peso ao nascer.

Palavras-chave: Enterocolite Necrosante, Recém-Nascido, Recém-Nascido Prematuro, Recém-Nascido de Baixo Peso, Autópsia.

Introduction

Necrotizing enterocolitis (NEC) is a disorder characterized by the ischemic necrosis of the intestinal mucosa, inflammation, invasion of gas-formation organisms and diffusion of gas in the muscular and portal venous systems. This makes it the most serious gastrointestinal disease in the newborn (1). It is associated with high morbidity and mortality (2). Its clinical diagnosis is challenging, but it is generally based on the presence of intolerance to food, abdominal distension, bloody stool and findings of intramural gas in abdominal images (intestinal pneumatosis), pneumoperitoneum or hepato-biliary gas. However, the final NEC diagnosis is performed based on intestinal surgical or post-mortem samples with histological findings of intestinal inflammation, infarction and necrosis (3).

The global incidence of NEC is close to one per 1,000 live births (4). Incidence in Latin America and Colombia is unknown because there is no reliable data, due to inconsistencies in diagnoses and data gathering (5). It is present in up to 7% of newborns in neonatal intensive care (6); with approximate mortality rates of between 20% and 30% (7,8). It is most commonly found in premature newborns, but close to 13% of cases arise in full term babies (1) and it affects between 3% and 5% of all newborns with low weight at birth (6,9).

NEC is a multifactor disease whose pathogenesis is not well understood and controversial. However, there are two possible mechanisms involved in the physiopathology: the first considers that the alteration of the blood flow in the mesenteric veins produces secondary ischemia of the intestine, whereas the second suggests a mechanism involving an inflammatory response (10). Over 90% of cases occur in newborns with low birthweight (<1500 g) and less than 32 weeks of gestation (11).

NEC is a clinical and research priority because of its high economic and psychosocial cost. Consequently, a better understanding of the characteristics of NEC patients would be useful for developing preventive measures for vulnerable patients. The purpose of this study is to describe the clinical and anatamo-pathological characteristics of deceased newborns with NEC, diagnosed at a high-complexity hospital in northeastern Colombia.

Methodology

A descriptive retrospective study was performed on newborns on whom medical-scientific autopsies were performed at a high complexity hospital (Hospital Universitario de Santander), between January 2013 and July 2017. During this period, 2,134 medical-scientific autopsies were performed, of which 334 were neonatal autopsies. Inclusion criteria were the confirmation of the diagnosis based on clinical, radiological and histo-pathological criteria of NEC, the availability of information about gestational age, weight at birth, mother's age, and clinical information of the mother and the neonate. The exclusion criteria were the absence of the inclusion criteria. In total, 21 neonates with NEC met the inclusion criteria.

The following variables were taken into consideration: prenatal, perinatal and post-natal characteristics: mother's age, major prior events of the mother such as infections (1), premature breakage of membranes (2), spectrum of hypertensive disorders associated with pregnancy, parity, twin pregnancy, form of delivery (vaginal or cesarean) (8), gestational age at birth (weeks), sex (1), presence of hypoxic-ischemic injuries (12), weight at birth (grams) (2), time of extra-uterine life (days), surgical management of enterocolitis (9), comorbidityes such as congenital cardiac malformations (6) and gastrointestinal malformations of the neonates (13), location of the enterocolitis (6) and cause of death.

Data was collected from the medical-scientific autopsy reports on the patients. The data was input using Microsoft Excel® software, and data analysis was performed using the Stata software, version 13 (StataCorp LP, College Station, TX, USA). Frequencies, percentages and measures of central tendency were extracted for the categorical variables, including maximum and minimum values in the case of continuous variables.

This study follows the technical rules defined in the modified Declaration of Helsinki (Brazil 2013) and the Belmont report. Additionally, according to Colombian National Health Institute public health regulations, autopsies must be performed on 100% of cases of perinatal and late neonatal death whenever the cause has not been determined (14). Consequently, no informed consent was required.

Results

During the period of the study, 21 NEC cases were recruited. Table 1 describes the general characteristics of the population.

14.3% (n=3) were teenage mothers (< 18 years old) and there were no cases of older mothers (> 38 years old). 85.7% (n=18) were newborns with weight under 2.5 kg; 19.1% (n=4) had low weight at birth (<1.5 kg) and 23.8% (n=5) had extremely low weight at birth (<1 kg). (Table 2)

In the mothers' history it was found that 38.1% (n=8) had at least one important background event, and 19.1% (n=4) had more than one maternal background event. 14.3% (n=3) had a spectrum of hypertensive disorders associated with pregnancy; 23.8% (n=5) maternal infection, of which one case with treated gestational syphilis, and 33.3% (n=7) had premature breakage of membranes.

In terms of the neonatal risk factors, 38.1% (n=8) displayed at least one associated pathology and 33.3% displayed more than one. In 52.4% (n=11) of the cases, hypoxic ischemic injury was diagnosed (perinatal asphyxia). 14.3% (n=3) displayed restriction in intrauterine growth. 14.3% (n=3) displayed neonatal kernicterus, and cardiac malformations were detected in 28.6% (n=6), on the abdominal wall of the gastroschisis type, 9.5% (n=2) and gastrointestinal (Hirschsprung disease and small intestine atresia type I with proximal cystic dilation), 4.6% (n=1), as well as one case of trisomy 13, one case of Crigler-Najjar syndrome and one case of disorganization-like syndrome. 28.6% (n=6) received surgical treatment.

In 62% (n=13) of the cases, NEC was considered the basic cause of death. In the remaining cases, NEC was an additional finding and the basic cause of death was intraventricular hemorrhage (n=3), intraalveolar he- morrhage (n=1), gastroschisis (n=2) and two cases of congenital anomalies of the intra-ventricular communication type and disorganization-like syndrome.

Table 1. Population Characteristics

Table 1
Population Characteristics
Population Characteristics
Source: Prepared by authors.

The frequency of location of NEC was: ileum 89.5% (n=17), ascending colon 47.4% (n=9), transverse colon 31.6% (n=6), jejunum 26.3% (n=5), caecum 26.3% (n=5), descending colon 21.1% (n=4), ileocecal valve 10.5% (n=2) and duodenum 5.3% (n=1). (Table 2) (Figure 1).

Table 2. Neonatal clinical characteristics of 21 cases of necrotizing enterocolitis

Table 2
Neonatal clinical characteristics of 21 cases of necrotizing enterocolitis
Neonatal clinical characteristics of 21 cases of necrotizing enterocolitis

GA: Gestational age, AC: ascending colon, TC: Traverse colon, DC: Descending colon, ICV: Ileocecal valve. ****: No location data reported.

Source: Prepared by the authors

Figure 1. Letter A, case 5: compromised colon with peritonitis and fibrinous membranes; Letter B, case 7: compromised jejunum and ileum with evident pneumatosis; Letter C, case 9: compromised ileum, ileocecal valve, ascending and transverse colon; Letter D, case 1: patient with jaundice and ileostomy; Letter E, case 12: case associated with kernicterus; Letter F, case 12: histological cross- section of ileum displays transmural inflammation with damage to the muscle fibers

Letter A case 5 compromised colon with peritonitis and fibrinous membranes Letter B case 7 compromised jejunum and ileum with evident pneumatosis Letter C case 9 compromised ileum ileocecal valve ascending and transverse colon Letter D case 1 patient with jaundice and ileostomy Letter E case 12 case associated with kernicterus Letter F case 12 histological cross section of ileum displays transmural inflammation with damage to the muscle fibers
Figure 1
Letter A case 5 compromised colon with peritonitis and fibrinous membranes Letter B case 7 compromised jejunum and ileum with evident pneumatosis Letter C case 9 compromised ileum ileocecal valve ascending and transverse colon Letter D case 1 patient with jaundice and ileostomy Letter E case 12 case associated with kernicterus Letter F case 12 histological cross section of ileum displays transmural inflammation with damage to the muscle fibers
Source. Prepared by the authors

Discussion

In premature newborns with NEC, studies have indicated that intestinal immaturity generates susceptibility due to reduced protection and repair of the intestinal wall (6,15). Additionally, low birthweight is a risk factor for the development and prognosis of NEC. Studies report that there is an inverse relationship between mortality and weight at birth (2,6), and according to some authors, up to 85% of all NEC cases arise mainly in premature patients, in newborns of extremely low weight (4). These results are consistent with the findings of this study, in which 85.7% were born pre-term and the same percentage had weights of less than 2,500 grams.

Some forms of NEC that are found in full term babies are often associated with contributing factors, such as restricted intrauterine growth, perinatal asphyxia (16), prolonged rupture of membranes (17), breathing insufficiency, sepsis, neonatal convulsions, hypoglycemia, hypothermia and hyperthermia (13), blood transfusions, defects of the neural tube (17), gastroschisis (13), and congenital heart disease (16). In this study, 14.3% (n=3) of the cases were full term newborns, among which two cases were found with hypoxic-ischemic injuries and one case with cardiac malformation of the intra-ventricular communications type; the hypoxic-ischemic injury cases were associated independently to premature breakage of membranes and restriction of intrauterine growth.

Several studies have found greater NEC frequency in premature neonates with serious complex congenital heart disease (18), who displayed greater risk of developing NEC due to the reduction of mesenteric perfusion (17,19). This information is consistent with this study, in which 83.3% (n=5/6) of cases with NEC and congenital heart disease were premature newborns.

The concept of dysbiosis is highly relevant for the pathogenesis of NEC. Dysbiosis means an unbalance between protective bacteria and opportunistic harmful bacteria (20). The premature newborns display poor colonization of protective bacteria, due to their immaturity (21). Other factors that cause lower exposure to protective bacteria are delivery by cesarean, feeding with milk formula, early empirical anti-bacterial therapy and therapy using histamine blockers (20). In this study, in over half of the cases delivery was by cesarean, which may have been a contributing factor to the appearance of NEC.

In terms of gestational age, NEC affects the colon of full term newborns and the small intestine in pre-term newborns; the jejunum is the most frequently affected location in extremely premature babies (< 30 weeks) and the ileum is most affected in premature babies (30-36 weeks) (6). Inconsistent data with this study. In future studies, it is recommended to broaden the sample in order to confirm or refute the findings.

25% of neonates with NEC undewent surgical treatment; post-operation mortality is between 20 and 60%. Perioperative complications arise in up to 70% of cases, including death, complications related to enterostomy, intestinal stenosis, sepsis, peritonitis and wound infections (9). Additionally, the long-term effects of NEC are intestinal stenosis, short bowel syndrome, growth impairment and neurological development problems (20,22).

Necrotizing enterocolitis generates an inflammatory response syndrome that has been associated with producing the neurotoxicity of bilirubin, which is more frequent in premature newborns (23, 24). In this sample 3 cases of neonatal kernicterus were diagnosed, all of them newborns of less than 36.6 weeks. There is also a relationship between the spectrum of hypertensive disorders associated with pregnancy that generates fetal hypoxia and restrictions to intrauterine growth, which may be the underlying mechanism that predisposes the neonate to NEC, where preeclampsia is a risk factor in premature newborns and in newborns with birthweight below 1.5 kg (25). In this study, cases involving a spectrum of hypertensive disorders associated with pregnancy and NEC were found in the premature newborns: two of the three cases had a weight at birth of less than 1,500 g, and the third displayed restriction of intrauterine growth.

This study has limitations in that it was carried out in a single region of the country, the cohort was retrospective, only access to autopsy reports was available, and the total population that developed enterocolitis is unknown. Despite these limitations, the study describes the characteristics of the patients that developed NEC at a high-complexity healthcare center in the northeastern region of Colombia and at neighboring medical centers, because according to Colombian law all cases of neonatal death must be investigated to determine the cause of death, finding that the results are consistent with the literature.

Conclusion

The pathogenesis and clinical presentation of enterocolitis has not been fully clarified. This study performed with a Colombian population is consistent with what is described for the world population, where necrotizing enterocolitis is more frequent in pre-term newborns, with low birthweight, ischemic hypoxic injury, cardiac malformations in premature newborns, spectrum of hypertensive disorders associated with pregnancy and maternal infection.

Conflicts of Interest

None reported.

Funding

No funding was received.

Acknowledgments

We thank the Department of Pathology of Universidad Industrial de Santander

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Author notes

1. 1. Physician, Specialist in Pathology. Hospital Universitario de Santander, Department of Pathology, Universidad Industrial de Santander, Bucaramanga, Santander, Colombia.
2 2. Physician and Surgeon, Universidad Industrial de Santander, Bucaramanga, Santander, Colombia.
2. 2. Physician and Surgeon, Universidad Industrial de Santander, Bucaramanga, Santander, Colombia.
3. 3. Medical Student, Universidad Industrial de Santander, Bucaramanga, Santander, Colombia
2. 2. Physician and Surgeon, Universidad Industrial de Santander, Bucaramanga, Santander, Colombia.

Diana K. Sandoval. Health Faculty, Department of Pathology, Universidad Industrial de Santander. Carrera 32 #29-31. Bucaramanga, Santander, Colombia. Email. kt_sandoval@hotmail.com

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